This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.21 fund_share=0.19 institutional_share=0.52 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$2.2BItem 5.F on the latest filing (2026-07-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$2.2B

Private client RAUM

$454MderivedItem 5.D individuals plus high net worth individuals

Private client share

21%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$1.1Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

103

Advisory employees

18

Offices

1Schedule D 1.F, beyond the principal office

Accounts

1,892

Individual clients

1,757

Private funds

2Schedule D 7.B(1)

SEC number

801-131909

CRD

331389

Filings on the tape

9

First filed

Jan 3, 2025

Latest filed

Jul 31, 2026

Organised

Other (specify)

Graph

RIA / Wealth Management

Canonical id

dfx:ria:009a7cde-121e-8f09-002e-e3fb4bc59df8

First observed

Jan 3, 2025

Last observed

Jul 31, 2026 51 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.