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Advisor at LANARK FINANCIAL, INC.
FARMINGTON, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LANARK FINANCIAL, INC. | Bd affiliated wealth | Jun 6, 2019 | n/a | yes | FARMINGTON, MO | Current employment |
| FIRST STATE FINANCIAL MANAGEMENT, INC. | n/a | Feb 28, 2007 | Jun 7, 2019 | no | POTOSI, MO|HILLSBORO, MO|DESOTO, MO|FARMINGTON, MO|FARMINGTON, MO|BONNE TERRE, MO|PARK HILLS, MO|FARMINGTON, MO|IRONTON, MO | Previous registration |
| MONEY CONCEPTS ADVISORY SERVICE | Bd affiliated wealth | Aug 8, 2006 | Mar 2, 2007 | no | FARMINGTON, MO|PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|FARMINGTON, MO | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Feb 28, 2006 | Aug 2, 2006 | no | FARMINGTON, MO|Farmington, MO|Leadington, MO|Potosi, MO|Sainte Genevieve, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST STATE FINANCIAL MANAGEMENT, INC. | LANARK FINANCIAL, INC. | Jun 7, 2019 | Jun 6, 2019 | -1 | Firm change | Other |
| MONEY CONCEPTS ADVISORY SERVICE | FIRST STATE FINANCIAL MANAGEMENT, INC. | Mar 2, 2007 | Feb 28, 2007 | -2 | Firm change | Other |
| U.S. BANCORP INVESTMENTS, INC. | MONEY CONCEPTS ADVISORY SERVICE | Aug 2, 2006 | Aug 8, 2006 | 6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16590:17870:MO:2019-06-07 | Jun 7, 2019 | Jun 6, 2019 | IRONTON, MO | Firm change |