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R••••••• M•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

R••••••• M•••••• L••••

Advisor at H••••••••• I••••••••• R•••••••• I•••

FORT WORTH, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••••• I••••••••• R•••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Mar 10, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••••• I••••••••• R•••••••• I•••	Former SEC adviser	Jun 10, 2020	n/a	yes	FORT WORTH, TX	Current employment
I••••••• F•••••••• S••••••• L••	n/a	Sep 23, 2015	Jun 16, 2020	no	FORT WORTH, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• F•••••••• S••••••• L••	H••••••••• I••••••••• R•••••••• I•••	Jun 16, 2020	Jun 10, 2020	-6	Firm change	Other
C•••••••• F•••••••• G•••• A•••••••	I••••••• F•••••••• S••••••• L••	Oct 14, 2015	Sep 23, 2015

Relationships

Registered with (3)

→ H••••••••• I••••••••• R•••••••• I•••Registered adviserregistration: current employment
Jun 10, 2020 to presentfactForm ADV
→ I••••••• F•••••••• S••••••• L••Registered adviserregistration: previous registration
Sep 23, 2015 to Jun 16, 2020factForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Jul 3, 2001 to Oct 14, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 3, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.