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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RAYNER & HAYNOR

CRD 108190

MILL VALLEY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00b42383-efec-abce-5185-4e3a9c78ac54

Data as of Mar 13, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2012 to Mar 13, 2014
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $204MItem 5.F on the latest filing (2014-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $193M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Accounts: 230
SEC number: 801-13556
CRD: 108190
Filings on the tape: 7
First filed: Mar 16, 2012
Latest filed: Mar 13, 2014
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAYNOR, CHARLES, MASTERS	PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	11/1992	Mar 16, 2012	Mar 13, 2014
HAYNOR, TRACY, MAHACHEK	TRUSTEE OF THE CHARLES AND TRACY HAYNOR FAMILY TRUST	D	yes	07/2007	Mar 16, 2012	Mar 13, 2014
OGILVIE, HUGH, CHARLES	VICE PRESIDENT	Na	yes	10/2005	Mar 16, 2012	Mar 13, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 12, 2014	$204M	$193M	4	2	n/a	n/a	n/a
2012	Mar 18, 2013	$184M	$175M	4	2	n/a	n/a	n/a
2011	Mar 16, 2012	$158M	$151M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$204M	$184M	10.5%	n/a	n/a	4	4	n/a	n/a

Relationships

Controls (3)

← OGILVIE, HUGH, CHARLESOwnerVICE PRESIDENT, ownership code NA, individual
Mar 16, 2012 to presentfactForm ADV
← HAYNOR, CHARLES, MASTERSOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 16, 2012 to presentfactForm ADV
← HAYNOR, TRACY, MAHACHEKOwnerTRUSTEE OF THE CHARLES AND TRACY HAYNOR FAMILY TRUST, ownership code D, individual
Mar 16, 2012 to presentfactForm ADV

Registered with (2)

← CHARLES M HAYNORAdvisorregistration: previous registration
Mar 29, 1993 to Dec 16, 2014factForm ADV
← DAVID ANTHONY FLOWERSAdvisorregistration: previous registration
Nov 13, 2002 to Feb 9, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00b42383-efec-abce-5185-4e3a9c78ac54
First observed: Mar 16, 2012
Last observed: Mar 13, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RAYNER & HAYNOR

CRD 108190

MILL VALLEY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00b42383-efec-abce-5185-4e3a9c78ac54

Data as of Mar 13, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAYNOR, CHARLES, MASTERS

PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER

yes

11/1992

Mar 16, 2012

Mar 13, 2014

HAYNOR, TRACY, MAHACHEK

TRUSTEE OF THE CHARLES AND TRACY HAYNOR FAMILY TRUST

yes

07/2007

Mar 16, 2012

Mar 13, 2014

OGILVIE, HUGH, CHARLES

VICE PRESIDENT

yes

10/2005

Mar 16, 2012

Mar 13, 2014

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 12, 2014

$204M

$193M

n/a

2012

Mar 18, 2013

$184M

$175M

n/a

2011

Mar 16, 2012

$158M

$151M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$204M

$184M

10.5%

n/a