DFX Intelligence

C•••••••• G• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

C•••••••• G• V••••••

Advisor at J••• M••••• S••••••••• L••

BOSTON, MA | NEW YORK, NY

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Search this name across graphsid dfx:ria:00b87807-d8fa-6f25-7700-d962f698f5f4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 6, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Nov 21, 2023	n/a	yes	NEW YORK, NY\|BOSTON, MA	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Aug 15, 2019	Mar 21, 2025	no	Boston, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	J••• M••••• S••••••••• L••	Mar 21, 2025	Nov 21, 2023	-486	Bulk transfer	Ibd to wirehouse
S••••••• K••••• L••	J••• M••••• P•••••• W••••• A••••••• L••	Jul 9, 2019	Aug 15, 2019

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Nov 21, 2023 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Aug 15, 2019 to Mar 21, 2025factForm ADV
→ S••••••• K••••• L••Registered adviserregistration: previous registration
May 6, 2013 to Jul 9, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00b87807-d8fa-6f25-7700-d962f698f5f4
First observed: May 6, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.