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Advisor at LPL FINANCIAL LLC
CARTERSVILLE, GA | BLAIRSVILLE, GA | CALHOUN, GA | ROME, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 3, 2020 | n/a | yes | CARTERSVILLE, GA|CALHOUN, GA|ROME, GA|BLAIRSVILLE, GA | Current employment |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | Jul 5, 2011 | Aug 3, 2018 | no | SAN ANTONIO, TX|ROME, GA|LITTLE ROCK, AR|SAN ANTONIO, TX | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jan 29, 2009 | May 2, 2011 | no | ROME, GA|ROME, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT PROFESSIONALS, INC. | LPL FINANCIAL LLC | Aug 3, 2018 | Aug 3, 2020 | 731 | Firm change after gap | Ibd to ibd |
| SUNTRUST INVESTMENT SERVICES, INC. | INVESTMENT PROFESSIONALS, INC. | May 2, 2011 | Jul 5, 2011 | 64 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 30184:6413:TX:2018-08-03 | Aug 3, 2018 | Aug 3, 2020 | SAN ANTONIO, TX | Firm change after gap |