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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HOLLADAY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 3, 2019 | n/a | yes | HOLLADAY, UT | Current employment |
| FIRST WESTERN ADVISORS | Former SEC adviser | Aug 14, 2002 | Oct 2, 2019 | no | HOLLADAY, UT|COTTONWOOD HEIGHTS, UT|HOLLADAY, UT|SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST WESTERN ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 2, 2019 | Oct 3, 2019 | 1 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13623:149018:UT:2019-09-27 | Oct 2, 2019 | Oct 3, 2019 | SALT LAKE CITY, UT | Firm change |