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CRD 148094
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CARA, WILLIAM, JOHN | President | E | yes | 02/2007 | Apr 3, 2013 | Jul 31, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| WILLIAMS MARKET ANALYTICS, LLC | n/a | State registered | $750,000 | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Jul 31, 2019 | $700,000 | $700,000 | 1 | 1 | 1 | n/a | n/a |
| 2017 | Apr 30, 2018 | $660,000 | $660,000 | 1 | 1 | 1 | n/a | n/a |
| 2016 | Jun 30, 2017 | $750,000 | $750,000 | 2 | 2 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $2.3M | $2.3M | 2 | 2 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $10.0M | $10.0M | 2 | 2 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $4.0M | $4.0M | 2 | 2 | n/a | n/a | n/a |
| 2012 | Apr 3, 2013 | $6.9M | $6.9M | 2 | 2 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $700,000 | $660,000 | 6.1% | $2.3M | -33.0% | 1 | 1 | 1 | 1 |