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Advisor at LPL FINANCIAL LLC
BETHLEHEM, PA | FORT MILL, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 28, 2025 | n/a | yes | FORT MILL, SC|BETHLEHEM, PA | Current employment |
| CADARET GRANT & CO INC | Former SEC adviser | Jun 23, 2021 | Aug 12, 2025 | no | SYRACUSE, NY|SYRACUSE, NY | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Dec 22, 2020 | May 19, 2021 | no | EASTON, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | LPL FINANCIAL LLC | Aug 12, 2025 | May 28, 2025 | -76 | Firm change after gap | Ibd to ibd |
| OSAIC WEALTH, INC. | CADARET GRANT & CO INC | May 19, 2021 | Jun 23, 2021 | 35 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10641:6413:NY:2025-08-01 | Aug 12, 2025 | May 28, 2025 | SYRACUSE, NY | Firm change after gap |