DFX Intelligence

D••••• J•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

D••••• J•••• C••••

Advisor at R•••••• J•••• • A••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:00c7a8c7-6587-725b-0686-563e14eaf578

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 29, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Sep 6, 2016	n/a	yes	Los Angeles, CA\|Westlake Village, CA\|Oak Park, CA	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Sep 18, 2008	Sep 6, 2016	no	Los Angeles, CA\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	R•••••• J•••• • A••••••••• I•••	Sep 6, 2016	Sep 6, 2016	0	Bulk transfer	Other
L••••• B••••••• I•••	D••••••• B••• S••••••••• I•••	Sep 24, 2008	Sep 18, 2008

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Sep 6, 2016 to presentfactForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 18, 2008 to Sep 6, 2016factForm ADV
→ L••••• B••••••• I•••Registered adviserregistration: previous registration
Jul 8, 1997 to Sep 24, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00c7a8c7-6587-725b-0686-563e14eaf578
First observed: Jul 8, 1997
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.