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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
Mebane, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Sep 30, 2020 | n/a | yes | Mebane, NC|Mebane, NC | Current employment |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | May 18, 2017 | Aug 28, 2020 | no | Chapel Hill, NC|CHARLOTTE, NC|RALEIGH, NC | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Apr 22, 2015 | May 19, 2017 | no | DURHAM, NC | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | May 1, 2012 | Dec 22, 2014 | no | DURHAM, NC|HILLSBOROUGH, NC|Raleigh, NC | Previous registration |
| EDWARD JONES | National bd RIA | Aug 8, 2008 | Apr 11, 2012 | no | ST LOUIS, MO|DURHAM, NC|DURHAM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST CITIZENS INVESTOR SERVICES, INC. | THRIVENT INVESTMENT MANAGEMENT INC. | Aug 28, 2020 | Sep 30, 2020 | 33 | Firm change | Ibd to ibd |
| PNC WEALTH MANAGEMENT | FIRST CITIZENS INVESTOR SERVICES, INC. | May 19, 2017 | May 18, 2017 | -1 | Firm change | Other |
| PRINCIPAL SECURITIES, INC. | PNC WEALTH MANAGEMENT | Dec 22, 2014 | Apr 22, 2015 | 121 | Firm change | Other |
| EDWARD JONES | PRINCIPAL SECURITIES, INC. | Apr 11, 2012 | May 1, 2012 | 20 | Firm change | Other |