DFX Intelligence

D•••••• J••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

D•••••• J••• E••••

Advisor at L•• F•••••••• L••

FORT MILL, SC | LEES SUMMIT, MO

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Search this name across graphsid dfx:ria:00cd2481-f976-121f-2eb0-ba5abfc5d919

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 3, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 21, 2022	n/a	yes	FORT MILL, SC\|LEES SUMMIT, MO	Current employment
W•••••• • R•••	Former SEC adviser	Sep 3, 2019	Sep 15, 2021	no	OVERLAND PARK, KS\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	L•• F•••••••• L••	Sep 15, 2021	Mar 21, 2022	187	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
866:6413:KS:2021-08-23	Sep 15, 2021	Mar 21, 2022	OVERLAND PARK, KS	Firm change

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 21, 2022 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Sep 3, 2019 to Sep 15, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00cd2481-f976-121f-2eb0-ba5abfc5d919
First observed: Sep 3, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.