DFX Intelligence

R••••• T••• F••• M•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

R••••• T••• F••• M•••••••• L••

CRD 288656

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Search this name across graphsid dfx:ria:00e213f8-f046-db28-b227-044a9e994c2a

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 3
On other graphs: 1
Observed: Jun 16, 2017 to Mar 31, 2023
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

R••••• T••• F••• M•••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $129M••• Locked
Discretionary RAUM: $60.3M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••• T••• V•• L••	Venture Capital Fund	$54.8M	Mar 31, 2023	2	Jun 16, 2017	reported	n/a
R••••• T••• I•• L•••	Venture Capital Fund	$19.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••••• O•••••	MANAGING DIRECTOR	D	yes	10/2000	Jun 16, 2017	Mar 31, 2023
H••••••••• T••••• O•••••	MANAGING DIRECTOR	D	yes	02/2014	Jun 16, 2017	Mar 31, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••••• T••• I••••••••• P•••••••• L••	n/a	n/a	n/a	N	yes	n/a
R••••• T••• M••••••••• I•• L••	n/a	n/a	n/a	N	yes	n/a
R••••• T••• M••••••••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$129M	n/a	n/a	$213M	-15.4%	5	n/a	1	n/a

Relationships

Advises (17)

→ R••••• T••• I•• L•••Private fundVenture Capital Fund, ERA
Nov 25, 2020 to presentfactForm ADV
→ R••••• T••• I•• L••Private fundOther Private Fund, ERA
Nov 3, 2015 to presentfactForm ADV
→ R••••• T••• S••• 2•••• L•••Private fundVenture Capital Fund, ERA
Mar 29, 2016 to presentfactForm ADV
→ R••••• T••• S••• 2•••• L•••

Dated events

Occurred
Jun 29, 2022
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 27, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-200M
Occurred
Jun 16, 2017
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00e213f8-f046-db28-b227-044a9e994c2a
First observed: Jun 16, 2017
Last observed: Mar 31, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.