DFX Intelligence

M•••••• S•••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M•••••• S•••• F•••••

Advisor at N•• E••• W•••••

Park City, UT | STAMFORD, CT

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Search this name across graphsid dfx:ria:00e2413d-3736-3162-01ca-9c3e8535086c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• E••• W•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 14, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• E••• W•••••	Bd affiliated wealth	Jan 29, 2022	n/a	yes	STAMFORD, CT\|Park City, UT	Current employment
O•••••••	Independent wealth	Mar 16, 2021	Jan 21, 2022	no	PARK CITY, UT\|BEACHWOOD, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••	N•• E••• W•••••	Jan 21, 2022	Jan 29, 2022	8	Firm change	RIA to RIA
U•• F•••••••• S••••••• I•••	O•••••••	Mar 16, 2021	Mar 16, 2021

Relationships

Registered with (4)

→ N•• E••• W•••••Registered adviserregistration: current employment
Jan 29, 2022 to presentfactForm ADV
→ O•••••••Registered adviserregistration: previous registration
Mar 16, 2021 to Jan 21, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 11, 2015 to Mar 16, 2021factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jan 21, 2022
Advisor changed firm
M•••••• S•••• F••••• left Oneseven for N•• E••• W••••• (registered 2022-01-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00e2413d-3736-3162-01ca-9c3e8535086c
First observed: Nov 23, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.