DFX Intelligence

L•••• W•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor14 years in industry

L•••• W•••• C•••••••

Advisor at D•••••• C••••• G••••• L••

THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00e7f3a7-413e-6559-2f79-61640d2d02ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 22, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• C••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• C••••• G••••• L••	Independent wealth	Dec 23, 2020	n/a	yes	THE WOODLANDS, TX	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Apr 8, 2016	Dec 22, 2020	no	THE WOODLANDS, TX\|Houston, TX\|THE WOODLANDS, TX\|Houston, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	D•••••• C••••• G••••• L••	Dec 22, 2020	Dec 23, 2020	1	Firm change	Ibd to RIA
P••• A••••• S••••••••• L••	M•• I•••••••• S•••••••• L••	Mar 29, 2016	Apr 8, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:310570:TX:2020-12-22	Dec 22, 2020	Dec 23, 2020	HOUSTON, TX	Firm change
46173:10409:TX:2016-03-23	Mar 29, 2016	Apr 8, 2016	HOUSTON, TX	Firm change

Relationships

Registered with (3)

→ D•••••• C••••• G••••• L••Registered adviserregistration: current employment
Dec 23, 2020 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 8, 2016 to Dec 22, 2020factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
May 22, 2012 to Mar 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00e7f3a7-413e-6559-2f79-61640d2d02ea
First observed: May 22, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.