DFX Intelligence

E••• H••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

E••• H••• L••

CRD 329728

OKLAHOMA CITY, OK

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Search this name across graphsid dfx:ria:00ed63c8-3823-2104-195b-3e0c996ce0ac

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 20, 2024 to Mar 30, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $55.9M••• Locked
Discretionary RAUM: $55.9M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••••• S•••••• N•••••	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	yes	02/2024	Feb 20, 2024	May 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••• F•••••••• A••••••• S•••••••• I•••	n/a	Independent wealth	$162M	N	no	n/a
C•••••• R•••• C•••••• L••	n/a	State registered	n/a	N	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$55.9M	$52.5M	6.3%	n/a	n/a	2	1	0	0

Relationships

Affiliated with (2)

→ F••••• F•••••••• A••••••• S•••••••• I•••Registered adviserother investment adviser
factForm ADV
→ C•••••• R•••• C••••••Registered adviserpooled vehicle sponsor
factForm ADV

Controls (1)

← J••••••• S•••••• N•••••OwnerCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 20, 2024 to May 30, 2024factForm ADV

Dated events

Occurred
Feb 20, 2024
First Form ADV filing
E••• H••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00ed63c8-3823-2104-195b-3e0c996ce0ac
First observed: Feb 20, 2024
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.