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Advisor at CREATIVE PLANNING
OVERLAND PARK, KS | Pompano Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Independent wealth | Dec 20, 2021 | n/a | yes | Pompano Beach, FL|OVERLAND PARK, KS | Current employment |
| LOCKTON INVESTMENT ADVISORS, LLC | No RAUM reported | Sep 26, 2019 | Dec 31, 2021 | no | OVERLAND PARK, KS|Miramar, FL|Boca Raton, FL | Previous registration |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 26, 2016 | Aug 28, 2019 | no | DORAL, FL | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Nov 18, 2015 | Sep 22, 2016 | no | Miami, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LOCKTON INVESTMENT ADVISORS, LLC | CREATIVE PLANNING | Dec 31, 2021 | Dec 20, 2021 | -11 | Bulk transfer | Other |
| KESTRA ADVISORY SERVICES, LLC | LOCKTON INVESTMENT ADVISORS, LLC | Aug 28, 2019 | Sep 26, 2019 | 29 | Firm change | Other |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 26, 2016 | -149 | Bulk transfer | Other |