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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Carlsbad, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 12, 2018 | n/a | yes | Carlsbad, CA | Current employment |
| ALGONQUIN ADVISORS LLC | Former SEC adviser | Feb 24, 2016 | Jun 22, 2018 | no | GREENWICH, CT|Carlsbad, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALGONQUIN ADVISORS LLC | RAYMOND JAMES & ASSOCIATES, INC. | Jun 22, 2018 | Jun 12, 2018 | -10 | Firm change | RIA to ibd |