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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

PONTEM INVESTMENT MANAGEMENT COMPANY

CRD 330449

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00f6a5cf-7a2c-6796-8511-6b815850123b

Data as of Aug 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Aug 12, 2026 to Aug 12, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Pontem Investment Management Company

Private equity manager · shared crd

Independent Sponsorsidentity

Pontem Investment Management Company

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $279MItem 5.F on the latest filing (2026-08-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $279M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-136892
CRD: 330449
Filings on the tape: 1
First filed: Aug 12, 2026
Latest filed: Aug 12, 2026
Organised: Limited Liability Company, DE
Website: pontemec.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARTLETT, JEFFREY, MCCANN	Manager	C	yes	11/2023	Aug 12, 2026	Aug 12, 2026
BUCKINGHAM, MICHAEL, EDWARD	Manager	C	yes	11/2023	Aug 12, 2026	Aug 12, 2026
CICALESE, ROSEMARIE, ELIZABETH	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	Na	yes	03/2025	Aug 12, 2026	Aug 12, 2026
KELLEY, RUSSELL, T	Manager	C	yes	11/2023	Aug 12, 2026	Aug 12, 2026

Relationships

Controls (4)

← CICALESE, ROSEMARIE, ELIZABETHOwnerMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 12, 2026 to presentfactForm ADV
← BARTLETT, JEFFREY, MCCANNOwnerMANAGER, ownership code C, individual
Aug 12, 2026 to presentfactForm ADV
← KELLEY, RUSSELL, TOwnerMANAGER, ownership code C, individual
Aug 12, 2026 to presentfactForm ADV
← BUCKINGHAM, MICHAEL, EDWARDOwnerMANAGER, ownership code C, individual
Aug 12, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00f6a5cf-7a2c-6796-8511-6b815850123b
First observed: Aug 12, 2026
Last observed: Aug 12, 2026 40 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PONTEM INVESTMENT MANAGEMENT COMPANY

CRD 330449

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00f6a5cf-7a2c-6796-8511-6b815850123b

Data as of Aug 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:45 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARTLETT, JEFFREY, MCCANN

Manager

yes

11/2023

Aug 12, 2026

BUCKINGHAM, MICHAEL, EDWARD

Manager

yes

11/2023

Aug 12, 2026

CICALESE, ROSEMARIE, ELIZABETH

MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER

yes

03/2025

Aug 12, 2026

KELLEY, RUSSELL, T

Manager

yes

11/2023

Aug 12, 2026