DFX Intelligence

O•••••• A•••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

O•••••• A•••••• O••••••

Advisor at R•• C•••••• M••••••• L••

Philadelphia, PA

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Search this name across graphsid dfx:ria:00fb7254-8131-4456-8e54-89a34b85878e

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 3
On other graphs: 0
Observed: May 28, 2025 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Sep 8, 2026	n/a	yes	Philadelphia, PA	Current employment
M••••• S••••••	Wirehouse	May 28, 2025	Sep 7, 2026	no	Mclean, VA\|Boca Raton, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R•• C•••••• M••••••• L••	Sep 7, 2026	Sep 8, 2026	1	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 28, 2025 to Sep 7, 2026factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 7, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 2 bookkeeping events

Occurred
Sep 17, 2026
••• Locked
Occurred
Sep 8, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00fb7254-8131-4456-8e54-89a34b85878e
First observed: May 28, 2025
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.