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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PRIME QUADRANT

PRIME QUADRANT US, LLC, CRD 322068

TORONTO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:010985f3-cecf-a46a-b4c6-d20805faf499

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 7
On other graphs: 0
Observed: Jun 10, 2022 to Sep 14, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $849MItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $849MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 19
High net worth clients: 19
Custody, client assets: $374M
SEC number: 801-126068
CRD: 322068
Filings on the tape: 22
First filed: Jun 10, 2022
Latest filed: Sep 14, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CD&R FERDINAND CO-INVESTOR, L.P.	Partner	C	yes	08/2023	Sep 20, 2023	Mar 28, 2024
CD&R FERDINAND HOLDINGS, L.P.	Partner	D	yes	08/2023	Sep 20, 2023	Mar 28, 2024
CLAYTON DUBILIER & RICE FUND XII, L.P.	Partner	D	yes	08/2023	Sep 26, 2023	Mar 28, 2024
DOMAN, ANDREW, MICHAEL	COO/CFO	Na	yes	10/2022	Jun 10, 2022	Mar 28, 2024
FERDINAND FFP ACQUISITION, LLC	SHAREHOLDER, CLASS A COMMON STOCK	E	yes	08/2023	Sep 20, 2023	Mar 28, 2024
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	Member	E	yes	08/2023	Sep 20, 2023	Mar 28, 2024
FERDINAND FFP PARENT, INC.	Member	E	yes	08/2023	Sep 20, 2023	Mar 28, 2024
FERDINAND FFP ULTIMATE HOLDINGS, LP	SHAREHOLDER, CLASS B COMMON STOCK	E	yes	08/2023	Sep 20, 2023	Mar 28, 2024
FERDINAND FFP ULTIMATE HOLDINGS, LP	Shareholder	E	yes	08/2023	Sep 20, 2023	Mar 28, 2024
FOCUS FINANCIAL PARTNERS INC.	Member	E	yes	07/2018	Jun 10, 2022	Mar 28, 2024
FOCUS FINANCIAL PARTNERS, LLC	Member	E	yes	01/2007	Jun 10, 2022	Mar 28, 2024
FOCUS OPERATING, LLC	MEMBER (MANAGER)	E	yes	10/2022	Jun 10, 2022	Mar 28, 2024
GAUNA, JAQUES, CLARIOND	SENIOR ADVISER	Na	yes	07/2023	Jul 19, 2023	Mar 28, 2024
Lidsky, Yevgeniy, Mo	Ceo	Na	yes	10/2022	Jun 10, 2022	Mar 28, 2024
ROTH, MARK, HOWARD	CHIEF RISK OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	10/2022	Jun 10, 2022	Mar 28, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$849M	$0	4	3	5	n/a	n/a
2024	Mar 25, 2025	$1.1B	$0	4	4	1	n/a	n/a
2023	Mar 28, 2024	$355M	$0	3	3	1	n/a	n/a
2022	Mar 30, 2023	$480M	$0	4	4	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$849M	$1.1B	-19.5%	$480M	20.9%	4	4	4	1

Relationships

Controls (13)

← DOMAN, ANDREW, MICHAELOwnerCOO/CFO, ownership code NA, individual
Jun 10, 2022 to Mar 28, 2024factForm ADV
← GAUNA, JAQUES, CLARIONDOwnerSENIOR ADVISER, ownership code NA, individual
Jul 19, 2023 to Mar 28, 2024factForm ADV
← ROTH, MARK, HOWARDOwnerCHIEF RISK OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 10, 2022 to Mar 28, 2024factForm ADV
← Lidsky, Yevgeniy, MoOwnerCEO, ownership code NA, individual
Jun 10, 2022 to Mar 28, 2024factForm ADV
← CD&R FERDINAND CO-INVESTOR, L.P.OwnerPARTNER, ownership code C, foreign entity
Sep 20, 2023 to Mar 28, 2024factForm ADV
← CD&R FERDINAND HOLDINGS, L.P.OwnerPARTNER, ownership code D, domestic entity
Sep 20, 2023 to Mar 28, 2024factForm ADV
← CLAYTON DUBILIER & RICE FUND XII, L.P.OwnerPARTNER, ownership code D, foreign entity
Sep 26, 2023 to Mar 28, 2024factForm ADV
← FERDINAND FFP ACQUISITION, LLCOwnerSHAREHOLDER, CLASS A COMMON STOCK, ownership code E, domestic entity
Sep 20, 2023 to Mar 28, 2024factForm ADV
← FERDINAND FFP INTERMEDIATE HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Sep 20, 2023 to Mar 28, 2024factForm ADV
← FERDINAND FFP PARENT, INC.OwnerMEMBER, ownership code E, domestic entity
Sep 20, 2023 to Mar 28, 2024factForm ADV
← FERDINAND FFP ULTIMATE HOLDINGS, LPOwnerSHAREHOLDER, ownership code E, domestic entity
Sep 20, 2023 to Mar 28, 2024factForm ADV
← FOCUS FINANCIAL PARTNERS INC.OwnerMEMBER, ownership code E, domestic entity
Jun 10, 2022 to Mar 28, 2024factForm ADV
← FOCUS OPERATING, LLCOwnerMEMBER (MANAGER), ownership code E, domestic entity
Jun 10, 2022 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 25, 2025
Regulatory AUM changed
Prime Quadrant reported RAUM $1.1B, up 197% from $354.9M (2025-02-26 to 2025-03-25)
Form ADVobserved 6 days ago
$700M
Occurred
Mar 28, 2024
Regulatory AUM changed
Prime Quadrant reported RAUM $354.9M, up 89% from $188.2M (2023-10-26 to 2024-03-28)
Form ADVobserved 6 days ago
$167M
Occurred
Oct 26, 2023
Control person left
Prentice Elizabeth Anderson (Senior Adviser) no longer on Schedule A of Prime Quadrant (listed 2023-09-26, absent 2023-10-26)
Form ADVobserved 6 days ago
Occurred
Jul 19, 2023
Regulatory AUM changed
Prime Quadrant reported RAUM $188.2M, down 61% from $480.5M (2023-03-30 to 2023-07-19)
Form ADVobserved 6 days ago
$-292M
Occurred
Jul 19, 2023
Control person joined
Clariond Jaques Gauna (Senior Adviser) appeared on Schedule A of Prime Quadrant
Form ADVobserved 6 days ago
Occurred
Aug 8, 2022
Control person left
Constantine Alexander Da Costa (Chief Investment Officer) no longer on Schedule A of Prime Quadrant (listed 2022-07-12, absent 2022-08-08)
Form ADVobserved 6 days ago
Occurred
Jun 10, 2022
First Form ADV filing
Prime Quadrant Us, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:010985f3-cecf-a46a-b4c6-d20805faf499
First observed: Jun 10, 2022
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRIME QUADRANT

PRIME QUADRANT US, LLC, CRD 322068

TORONTO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:010985f3-cecf-a46a-b4c6-d20805faf499

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CD&R FERDINAND CO-INVESTOR, L.P.

Partner

yes

08/2023

Sep 20, 2023

Mar 28, 2024

CD&R FERDINAND HOLDINGS, L.P.

Partner

yes

08/2023

Sep 20, 2023

Mar 28, 2024

CLAYTON DUBILIER & RICE FUND XII, L.P.

Partner

yes

08/2023

Sep 26, 2023

Mar 28, 2024

DOMAN, ANDREW, MICHAEL

COO/CFO

yes

10/2022

Jun 10, 2022

Mar 28, 2024

FERDINAND FFP ACQUISITION, LLC

SHAREHOLDER, CLASS A COMMON STOCK

yes

08/2023

Sep 20, 2023

Mar 28, 2024

FERDINAND FFP INTERMEDIATE HOLDINGS, LLC

Member

yes

08/2023

Sep 20, 2023

Mar 28, 2024

FERDINAND FFP PARENT, INC.

Member

yes

08/2023

Sep 20, 2023

Mar 28, 2024

FERDINAND FFP ULTIMATE HOLDINGS, LP

SHAREHOLDER, CLASS B COMMON STOCK

yes

08/2023

Sep 20, 2023

Mar 28, 2024

FERDINAND FFP ULTIMATE HOLDINGS, LP

Shareholder

yes

08/2023

Sep 20, 2023

Mar 28, 2024

FOCUS FINANCIAL PARTNERS INC.

Member

yes

07/2018

Jun 10, 2022

Mar 28, 2024

FOCUS FINANCIAL PARTNERS, LLC

Member

yes

01/2007

Jun 10, 2022

Mar 28, 2024

FOCUS OPERATING, LLC

MEMBER (MANAGER)

yes

10/2022

Jun 10, 2022

Mar 28, 2024

GAUNA, JAQUES, CLARIOND

SENIOR ADVISER

yes

07/2023

Jul 19, 2023

Mar 28, 2024

Lidsky, Yevgeniy, Mo

Ceo

yes

10/2022

Jun 10, 2022

Mar 28, 2024

ROTH, MARK, HOWARD

CHIEF RISK OFFICER AND CHIEF COMPLIANCE OFFICER

yes

10/2022

Jun 10, 2022

Mar 28, 2024

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$849M

n/a

2024

Mar 25, 2025

$1.1B

n/a

2023

Mar 28, 2024

$355M

n/a

2022

Mar 30, 2023

$480M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$849M

$1.1B

-19.5%

$480M

20.9%