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Advisor at HIGHTOWER ADVISORS, LLC
Falmouth, ME | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Aug 27, 2015 | n/a | yes | Falmouth, ME|CHICAGO, IL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 10, 2008 | Sep 9, 2015 | no | SAN DIEGO, CA|CUMBERLAND FORESIDE, ME | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Oct 30, 2008 | no | PORTLAND, ME | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jul 2, 2002 | Jan 1, 2008 | no | PORTLAND, ME|PORTLAND, ME|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | HIGHTOWER ADVISORS, LLC | Sep 9, 2015 | Aug 27, 2015 | -13 | Firm change | Other |
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Oct 30, 2008 | Oct 10, 2008 | -20 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:145323:ME:2015-09-09 | Sep 9, 2015 | Aug 27, 2015 | CUMBERLAND FORESIDE, ME | Firm change |