DFX Intelligence

R••• • P••••• F•••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

R••• • P••••• F•••••••• S•••••••• L••

CRD 130189

ELKO, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0118ec13-c9ce-aeb1-b61c-a2aa21addaf8

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Apr 26, 2021 to Mar 17, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $160M••• Locked
Discretionary RAUM: $160M
Private client RAUM: $153Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $53.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
E••• L••• W••••••	n/a	ELKO, NV	0	20	n/a	no
D•••• B• R•••	n/a	ELKO, NV	0	25

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••• W•••••• L••	LIMITED LIABILITY COMPANY	D	yes	01/2021	Apr 26, 2021	Mar 22, 2024
K••••••• N•••• S••••••	MANAGING MEMBER	D	yes	01/2014	Apr 26, 2021	Mar 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••• • P••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$160M	$147M	8.9%	$114M	11.7%	3	6	0	0

Relationships

Registered with (3)

← N••• S•••••• K••••••Advisorregistration: current employment
Nov 18, 2025 to presentfactForm ADV
← D•••• B• R•••Advisorregistration: current employment
Nov 13, 2025 to presentfactForm ADV
← E••• L••• W••••••Advisorregistration: current employment
Nov 12, 2025 to presentfactForm ADV

Controls (3)

Dated events

Occurred
Mar 9, 2023
Control person left
John Richard Hull (Member) no longer on Schedule A of R••• • P••••• F•••••••• S•••••••• L•• (listed 2022-05-20, absent 2023-03-09)
Form ADVobserved 7 days ago
Occurred
Feb 28, 2022
Control person joined
L••• E••• W•••••• (Owner) appeared on Schedule A of R••• • P••••• F•••••••• S•••••••• L••
Form ADVobserved 7 days ago
Occurred
Apr 26, 2021
First Form ADV filing
R••• • P••••• F•••••••• S•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0118ec13-c9ce-aeb1-b61c-a2aa21addaf8
First observed: Apr 26, 2021
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.