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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

MATTHEW NMN O'BRIEN

Advisor at VOYA FINANCIAL ADVISORS, INC.

Boston, MA | WINDSOR, CT

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Search this name across graphsid dfx:ria:0132fb31-4f86-440d-83f0-ecca3ea02b8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 29, 2006
First registration: Jul 3, 2007
Dual registered: yes, broker-dealer
Other names: MATT O'BRIEN|MATT OBRIEN|MATTHEW O'BRIEN
IAPD individual key: 5206139

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Feb 29, 2016	n/a	yes	Boston, MA\|WINDSOR, CT	Current employment
FINANCIAL FOUNDATIONS, INC.	State registered	Feb 25, 2013	Feb 9, 2016	no	WESTBOROUGH, MA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Feb 4, 2013	Jan 29, 2016	no	Southborough, MA	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Jul 3, 2007	Mar 19, 2008	no	BOSTON, MA\|N. QUINCY, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL FOUNDATIONS, INC.	VOYA FINANCIAL ADVISORS, INC.	Feb 9, 2016	Feb 29, 2016	20	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	FINANCIAL FOUNDATIONS, INC.	Jan 29, 2016	Feb 25, 2013	-1,068	Firm change after gap	Ibd to state RIA
VOYA FINANCIAL PARTNERS, LLC	COMMONWEALTH FINANCIAL NETWORK	Mar 19, 2008	Feb 4, 2013	1,783	Firm change after gap	Other

Relationships

Registered with (4)

→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Feb 29, 2016 to presentfactForm ADV
→ FINANCIAL FOUNDATIONS, INC.Registered adviserregistration: previous registration
Feb 25, 2013 to Feb 9, 2016factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Feb 4, 2013 to Jan 29, 2016factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jul 3, 2007 to Mar 19, 2008factForm ADV

Dated events

No dated event names this entity yet.