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J••••• G••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant12 years in industry

J••••• G••

Advisor at F•••••••• • T•• A••••••••• L••

ST. LOUIS, MO | Plano, TX

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Search this name across graphsid dfx:ria:0138e324-272d-7f74-a56c-ccf9aa1f8582

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• • T•• A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• • T•• A••••••••• L••	Independent wealth	Dec 18, 2025	n/a	yes	Plano, TX\|ST. LOUIS, MO	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	Dec 16, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	F•••••••• • T•• A••••••••• L••	Dec 16, 2025	Dec 18, 2025	2	Firm change	Ibd to RIA
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024

Relationships

Registered with (3)

→ F•••••••• • T•• A••••••••• L••Registered adviserregistration: current employment
Dec 18, 2025 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Dec 16, 2025factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2019 to Nov 14, 2024factForm ADV

Dated events

Occurred
Dec 16, 2025
Advisor changed firm
J••••• G•• left L•• E••••••••• L•• for F•••••••• • T•• A••••••••• L•• (registered 2025-12-18)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0138e324-272d-7f74-a56c-ccf9aa1f8582
First observed: Jan 3, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.