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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)30 years in industry

PETER LEANDER SCHMIDT

Advisor at LPL FINANCIAL LLC

MIDDLETON, WI | MADISON, WI

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Search this name across graphsid dfx:ria:01468877-3827-eae3-8005-88677d8c9f09

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 13, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Mar 13, 1996
First registration: Sep 15, 2005
Dual registered: yes, broker-dealer
Other names: PETE SCHMIDT|PETER L SCHMIDT
IAPD individual key: 2693605

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 24, 2021	n/a	yes	MADISON, WI\|MIDDLETON, WI	Current employment
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Jan 23, 2019	Mar 24, 2021	no	CHICAGO, IL\|MADISON, WI\|EDEN PRAIRIE, MN\|SALEM, WI\|MAPLE GROVE, MN\|HUDSON, WI\|DODGEVILLE, WI\|EDINA, MN\|MADISON, WI\|MONONA, WI\|BURLINGTON, WI\|WOODBURY, MN\|CHANHASSEN, MN\|MADISON, WI\|WATERTOWN, WI\|SHAKOPEE, MN\|MADISON, WI\|JANESVILLE, WI\|MIDDLETON, WI\|MINNEAPOLIS, MN\|LAKE GENEVA, WI\|EDGERTON, WI\|BURNSVILLE, MN\|MADISON, WI\|EVANSVILLE, WI\|JANESVILLE, WI\|MADISON, WI\|BLOOMINGTON, MN\|JANESVILLE, WI\|BELOIT, WI\|OREGON, WI\|RICHFIELD, MN\|MILWAUKEE, WI\|EDINA, MN\|SAUK CITY, WI\|BARABOO, WI\|SUN PRAIRIE, WI\|MILWAUKEE, WI\|ROCKFORD, IL\|ROCKFORD, IL\|ROCKFORD, IL\|ROCKFORD, IL\|ROCKFORD, IL\|SHAKOPEE, MN\|ROCKFORD, IL\|ROSCOE, IL\|LAKEVILLE, MN\|PLYMOUTH, MN\|BELVIDERE, IL\|MT HOREB, WI\|MILWAUKEE, WI\|MINNEAPOLIS, MN\|APPLE VALLEY, MN\|MADISON, WI\|REEDSBURG, WI\|REEDSBURG, WI\|MINNEAPOLIS, MN\|ST. PAUL, MN\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|GLENCOE, IL\|WHEELING, IL\|HIGHLAND PARK, IL\|NORTHBROOK, IL\|CHICAGO, IL\|WOODSTOCK, IL\|SKOKIE, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|NILES, IL\|GURNEE, IL\|PALATINE, IL\|ROLLING MEADOWS, IL\|FOX LAKE, IL\|PARK RIDGE, IL\|CHICAGO, IL\|BUFFALO GROVE, IL\|CHICAGO, IL\|LAKE BARRINGTON, IL\|CHICAGO, IL\|CALUMET CITY, IL\|CHICAGO, IL\|PALATINE, IL\|PALATINE, IL\|WINNETKA, IL\|LAKE FOREST, IL\|LIBERTYVILLE, IL\|LIBERTYVILLE, IL\|ALGONQUIN, IL\|BUFFALO GROVE, IL\|CRYSTAL LAKE, IL\|MCHENRY, IL\|HUNTLEY, IL\|HUNTLEY, IL\|CARPENTERSVILLE, IL\|Minneapolis, MN	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Apr 6, 2010	Apr 19, 2012	no	MILWAUKEE, WI	Previous registration
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Sep 15, 2005	Aug 17, 2012	no	WOODBURY, MN\|HUDSON, WI\|DELAVAN, WI\|LAKE GENEVA, WI\|LANCASTER, WI\|EDGERTON, WI\|EVANSVILLE, WI\|MADISON, WI\|JANESVILLE, WI\|LAKE GENEVA, WI\|MADISON, WI\|SALEM, WI\|EDGERTON, WI\|EVANSVILLE, WI\|WOODBURY, MN\|MINNEAPOLIS, MN\|SAUK CITY, WI\|SHAKOPEE, MN\|BLOOMINGTON, MN\|WATERTOWN, WI\|MADISON, WI\|MADISON, WI\|MADISON, WI\|BELOIT, WI\|JANESVILLE, WI\|MIDDLETON, WI\|MONONA, WI\|SAUK CITY, WI\|BURLINGTON, WI\|MADISON, WI\|JANESVILLE, WI\|DODGEVILLE, WI\|MADISON, WI\|MADISON, WI\|DELAVAN, WI\|SUN PRAIRIE, WI\|MADISON, WI\|BEAVER DAM, WI\|MADISON, WI\|EDINA, MN\|CHANHASSEN, MN\|SHAKOPEE, MN\|MILWAUKEE, WI\|MADISON, WI\|MADISON, WI\|SUN PRAIRIE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BMO HARRIS FINANCIAL ADVISORS, INC	LPL FINANCIAL LLC	Mar 24, 2021	Mar 24, 2021	0	Bulk transfer	Ibd to ibd
M&I FINANCIAL ADVISORS, INC.	M&I INVESTMENT MANAGEMENT CORP.	Aug 17, 2012	Apr 6, 2010	-864	Bulk transfer	Other
M&I INVESTMENT MANAGEMENT CORP.	BMO HARRIS FINANCIAL ADVISORS, INC	Apr 19, 2012	Jan 23, 2019	2,470	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 24, 2021 to presentfactForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Jan 23, 2019 to Mar 24, 2021factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 15, 2005 to Aug 17, 2012factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Apr 6, 2010 to Apr 19, 2012factForm ADV

Dated events

No dated event names this entity yet.