DFX Intelligence

B•••• T• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

B•••• T• E•••••••

Advisor at M••••• S••••••

San Diego, CA

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Search this name across graphsid dfx:ria:01607644-9735-f663-b5c2-aed57872f55d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 14, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Mar 8, 2022	n/a	yes	San Diego, CA	Current employment
M••••• S••••••	Wirehouse	Dec 17, 2020	Aug 24, 2021	no	La Jolla, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M••••• S••••••	Dec 18, 2020	Dec 17, 2020	-1	Firm change	Ibd to wirehouse
U••• B•••••• A•••••••• L••	L•• F•••••••• L••	Jul 8, 2020	Jun 26, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
14455:6413:CA:2020-07-08	Jul 8, 2020	Jun 26, 2020	LA JOLLA, CA	Firm change

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: previous registration
Dec 17, 2020 to Aug 24, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 26, 2020 to Dec 18, 2020factForm ADV
→ U••• B•••••• A•••••••• L••Registered adviserregistration: previous registration
May 7, 2013 to Jul 8, 2020factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01607644-9735-f663-b5c2-aed57872f55d
First observed: Jul 15, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.