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RIA / WealthAdvisor37 years in industry

STEPHEN MITCHELL BURROUGHS

Advisor at CAPITAL ADVISORS WEALTH MANAGEMENT, LLC

CHATTANOOGA, TN

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Search this name across graphsid dfx:ria:016af141-4fae-36c0-b31b-06d280199a27

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL ADVISORS WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Dec 22, 1993
First registration: Mar 18, 2003
Dual registered: no
Other names: STEPHEN M BURROUGHS|S. MITCHELL BURROUGHS
IAPD individual key: 2406428

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL ADVISORS WEALTH MANAGEMENT, LLC	State registered	Sep 27, 2011	n/a	yes	CHATTANOOGA, TN	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 28, 2005	Nov 4, 2011	no	CHATTANOOGA, TN	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Jun 26, 2003	Mar 28, 2005	no	CHATTANOOGA, TN	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 18, 2003	Jun 27, 2003	no	CHATTANOOGA, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	CAPITAL ADVISORS WEALTH MANAGEMENT, LLC	Nov 4, 2011	Sep 27, 2011	-38	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 28, 2005	Mar 28, 2005	0	Bulk transfer	Other
WOODBURY FINANCIAL SERVICES, INC.	CAMBRIDGE INVESTMENT RESEARCH, INC.	Jun 27, 2003	Jun 26, 2003	-1	Firm change	Other

Relationships

Registered with (4)

→ CAPITAL ADVISORS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 27, 2011 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2005 to Nov 4, 2011factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Jun 26, 2003 to Mar 28, 2005factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 18, 2003 to Jun 27, 2003factForm ADV

Dated events

No dated event names this entity yet.