DFX Intelligence

K••• B•••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

K••• B•••• E•••••••

Advisor at A••••••• F••••••••• L•••

FOLSOM, CA | Redding, CA

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Search this name across graphsid dfx:ria:01706cf1-c88a-513c-7c2e-45bcb2567d1f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 10, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F••••••••• L•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F••••••••• L•••	Bd affiliated wealth	Jun 10, 2024	n/a	yes	Redding, CA\|FOLSOM, CA	Current employment
A••••••• F••••••••• L•••	Bd affiliated wealth	Jun 6, 2024	Jun 10, 2024	no	FOLSOM, CA\|Redding, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• F•••••••• N•••••••	A••••••• F••••••••• L•••	Mar 26, 2024	Jun 6, 2024	72	Firm change	Other

Relationships

Registered with (2)

→ A••••••• F••••••••• L•••Registered adviserregistration: previous registration
Jun 6, 2024 to Jun 10, 2024factForm ADV
→ H•••••• F•••••••• N•••••••Registered adviserregistration: previous registration
Sep 10, 2018 to Mar 26, 2024factForm ADV

Dated events

Occurred
Mar 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01706cf1-c88a-513c-7c2e-45bcb2567d1f
First observed: Sep 10, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.