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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

THE HOERNER PLANNING GROUP, LLC

CRD 139464

MIDDLEBURG, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0171d2c0-66c7-cea2-84db-a25c384af403

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Mar 29, 2012 to Mar 26, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.7BItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $898M
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $413Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,877
Individual clients: 204
High net worth clients: 161
Custody, client assets: $743M
SEC number: 801-66594
CRD: 139464
Filings on the tape: 25
First filed: Mar 29, 2012
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, VA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
HENRY RHODES HOERNER	n/a	MIDDLEBURG, VA	20	34	1	no
SARAH ASHLEY ALBRITTON	Certified Financial Planner	MIDDLEBURG, VA	9	15	n/a	no
CHRISTOPHER PEARD HOERNER	n/a	MIDDLEBURG, VA	6	10	1	no
VICTOR THOMAS CUNNINGHAM	Chartered Financial Analyst	MIDDLEBURG, VA	2	17	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOERNER, HENRY, RHODES	MANAGING MEMBER	E	yes	05/2006	Mar 26, 2026	Mar 26, 2026
Moreiro, Roberto, NMN	CHIEF COMPLIANCE OFFICER	Na	no	01/2024	Mar 26, 2026	Mar 26, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$1.7B	$898M	8	4	0	n/a	n/a
2024	Mar 27, 2025	$1.5B	$829M	8	4	0	n/a	n/a
2023	Mar 26, 2024	$1.3B	$796M	7	3	0	n/a	n/a
2022	Mar 27, 2023	$1.1B	$737M	8	4	0	n/a	n/a
2021	Mar 30, 2022	$1.2B	$833M	7	3	0	n/a	n/a
2020	Mar 31, 2021	$987M	$681M	7	4	0	n/a	n/a
2019	Mar 30, 2020	$875M	$583M	7	4	0	n/a	n/a
2018	Mar 29, 2019	$650M	$444M	6	3	0	n/a	n/a
2017	Mar 29, 2018	$603M	$428M	4	3	0	n/a	n/a
2016	Mar 30, 2017	$530M	$378M	4	3	n/a	n/a	n/a
2015	Mar 29, 2016	$484M	$343M	3	2	n/a	n/a	n/a
2014	Mar 30, 2015	$527M	$364M	3	2	n/a	n/a	n/a
2013	Mar 28, 2014	$516M	$516M	3	2	n/a	n/a	n/a
2012	Mar 13, 2013	$445M	$445M	4	2	n/a	n/a	n/a
2011	Mar 29, 2012	$413M	$413M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$1.5B	9.0%	$1.1B	14.4%	8	8	0	0

Relationships

Registered with (5)

← VICTOR THOMAS CUNNINGHAMAdvisorregistration: current employment
Jul 2, 2024 to presentfactForm ADV
← CHRISTOPHER PEARD HOERNERAdvisorregistration: current employment
Jan 6, 2020 to presentfactForm ADV
← SARAH ASHLEY ALBRITTONAdvisorregistration: current employment
Apr 28, 2017 to presentfactForm ADV
← HENRY RHODES HOERNERAdvisorregistration: current employment
May 18, 2006 to presentfactForm ADV
← JESSICA BARTON LUSAKUENOAdvisorregistration: previous registration
Jan 29, 2013 to Jan 4, 2021factForm ADV

Controls (2)

← HOERNER, HENRY, RHODESOwnerMANAGING MEMBER, ownership code E, individual
Mar 29, 2012 to Nov 15, 2024factForm ADV
← Moreiro, Roberto, NMNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 4, 2024 to Nov 15, 2024factForm ADV

Dated events

Occurred
Jan 4, 2024
Control person joined
Nmn Roberto Moreiro (Chief Compliance Officer) appeared on Schedule A of The Hoerner Planning Group, Llc
Form ADVobserved 4 days ago
Occurred
Nov 10, 2023
Control person left
Cecilia Alexandra Lafrankie (Chief Compliance Officer) no longer on Schedule A of The Hoerner Planning Group, Llc (listed 2023-05-05, absent 2023-11-10)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
The Hoerner Planning Group, Llc reported RAUM $874.7M, up 35% from $650.1M (2019-03-29 to 2020-03-30)
Form ADVobserved 4 days ago
$225M
Occurred
Jan 2, 2019
Control person joined
Cecilia Alexandra Lafrankie (Chief Compliance Officer) appeared on Schedule A of The Hoerner Planning Group, Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0171d2c0-66c7-cea2-84db-a25c384af403
First observed: Mar 29, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE HOERNER PLANNING GROUP, LLC

CRD 139464

MIDDLEBURG, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0171d2c0-66c7-cea2-84db-a25c384af403

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

HENRY RHODES HOERNER

n/a

MIDDLEBURG, VA

SARAH ASHLEY ALBRITTON

Certified Financial Planner

MIDDLEBURG, VA

n/a

CHRISTOPHER PEARD HOERNER

n/a

MIDDLEBURG, VA

VICTOR THOMAS CUNNINGHAM

Chartered Financial Analyst

MIDDLEBURG, VA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOERNER, HENRY, RHODES

MANAGING MEMBER

yes

05/2006

Mar 26, 2026

Moreiro, Roberto, NMN

CHIEF COMPLIANCE OFFICER

01/2024

Mar 26, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$1.7B

$898M

n/a

2024

Mar 27, 2025

$1.5B

$829M

n/a

2023

Mar 26, 2024

$1.3B

$796M

n/a

2022

Mar 27, 2023

$1.1B

$737M

n/a

2021

Mar 30, 2022

$1.2B

$833M

n/a

2020

Mar 31, 2021

$987M

$681M

n/a

2019

Mar 30, 2020

$875M

$583M

n/a

2018

Mar 29, 2019

$650M

$444M

n/a

2017

Mar 29, 2018

$603M

$428M

n/a

2016

Mar 30, 2017

$530M

$378M

n/a

2015

Mar 29, 2016

$484M

$343M

n/a

2014

Mar 30, 2015

$527M

$364M

n/a

2013

Mar 28, 2014

$516M

n/a

2012

Mar 13, 2013

$445M

n/a

2011

Mar 29, 2012

$413M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.7B

$1.5B

9.0%

$1.1B

14.4%