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Advisor at CETERA INVESTMENT ADVISERS LLC
Lake Worth, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 14, 2025 | n/a | yes | Lake Worth, FL | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Feb 15, 2012 | Sep 5, 2025 | no | TOWSON, MD|Essex, MD|West Palm Beach, FL|West Palm Beach, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 18, 1998 | Sep 11, 2002 | no | HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Aug 14, 2025 | -22 | Bulk transfer | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | AVANTAX ADVISORY SERVICES | Sep 11, 2002 | Feb 15, 2012 | 3,444 | Firm change after gap | Other |