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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

HKW MANAGEMENT, LLC

CRD 333392

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01805989-bb8c-dd87-47cb-eb6f88994573

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 1
Observed: Nov 27, 2024 to Mar 31, 2026
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

HKW Management, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $42.5MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $42.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $42.5M
SEC number: 801-131728
CRD: 333392
Filings on the tape: 4
First filed: Nov 27, 2024
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FOISY, MICHAEL, ANTHONY	MEMBER, PRESIDENT, PARTNER	C	yes	03/2024	Nov 27, 2024	Dec 11, 2024
GUPTA, MONIKA, NMN	CHIEF COMPLIANCE OFFICER	Na	yes	11/2024	Nov 27, 2024	Dec 11, 2024
KRAMER, TED, H	MEMBER, CEO, PARTNER	C	yes	03/2024	Nov 27, 2024	Dec 11, 2024
LEDERER, LAURENCE, BRUNO	MEMBER, PARTNER	B	yes	03/2024	Nov 27, 2024	Dec 11, 2024
ROY, DEVRAJ, NMN	MEMBER, PARTNER	B	yes	03/2024	Nov 27, 2024	Dec 11, 2024
SNYDER, JAMES, CLINTON	MEMBER, PARTNER	B	yes	03/2024	Nov 27, 2024	Dec 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HAMMOND, KENNEDY, WHITNEY & COMPANY, INC.	n/a	Asset manager	$631M	N	yes	n/a
HKW MANAGEMENT IV, L.P.	n/a	n/a	n/a	N	yes	n/a
HKW MANAGEMENT V, L.P.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$42.5M	$42.5M	5	5	2	2	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$42.5M	n/a	n/a	n/a	n/a	5	n/a	2	n/a

Relationships

Affiliated with (1)

→ HAMMOND, KENNEDY, WHITNEY & COMPANY, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (6)

← SNYDER, JAMES, CLINTONOwnerMEMBER, PARTNER, ownership code B, individual
Nov 27, 2024 to Dec 11, 2024factForm ADV
← ROY, DEVRAJ, NMNOwnerMEMBER, PARTNER, ownership code B, individual
Nov 27, 2024 to Dec 11, 2024factForm ADV
← LEDERER, LAURENCE, BRUNOOwnerMEMBER, PARTNER, ownership code B, individual
Nov 27, 2024 to Dec 11, 2024factForm ADV
← GUPTA, MONIKA, NMNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 27, 2024 to Dec 11, 2024factForm ADV
← FOISY, MICHAEL, ANTHONYOwnerMEMBER, PRESIDENT, PARTNER, ownership code C, individual
Nov 27, 2024 to Dec 11, 2024factForm ADV
← KRAMER, TED, HOwnerMEMBER, CEO, PARTNER, ownership code C, individual
Nov 27, 2024 to Dec 11, 2024factForm ADV

Dated events

Occurred
Nov 27, 2024
First Form ADV filing
Hkw Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01805989-bb8c-dd87-47cb-eb6f88994573
First observed: Nov 27, 2024
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HKW MANAGEMENT, LLC

CRD 333392

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01805989-bb8c-dd87-47cb-eb6f88994573

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FOISY, MICHAEL, ANTHONY

MEMBER, PRESIDENT, PARTNER

yes

03/2024

Nov 27, 2024

Dec 11, 2024

GUPTA, MONIKA, NMN

CHIEF COMPLIANCE OFFICER

yes

11/2024

Nov 27, 2024

Dec 11, 2024

KRAMER, TED, H

MEMBER, CEO, PARTNER

yes

03/2024

Nov 27, 2024

Dec 11, 2024

LEDERER, LAURENCE, BRUNO

MEMBER, PARTNER

yes

03/2024

Nov 27, 2024

Dec 11, 2024

ROY, DEVRAJ, NMN

MEMBER, PARTNER

yes

03/2024

Nov 27, 2024

Dec 11, 2024

SNYDER, JAMES, CLINTON

MEMBER, PARTNER

yes

03/2024

Nov 27, 2024

Dec 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HAMMOND, KENNEDY, WHITNEY & COMPANY, INC.

n/a

Asset manager

$631M

yes

n/a

HKW MANAGEMENT IV, L.P.

n/a

yes

n/a

HKW MANAGEMENT V, L.P.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$42.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$42.5M

n/a