DFX Intelligence

D•••• M•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

D•••• M•••••• D••••

Advisor at SPC

ANN ARBOR, MI | Jackson, MI

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Search this name across graphsid dfx:ria:0182c976-1b5a-50cd-1c1f-f1fcf75c1969

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 26, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••	Bd affiliated wealth	May 30, 2023	n/a	yes	Jackson, MI\|ANN ARBOR, MI	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Jul 1, 2016	May 30, 2023	no	GRAND LEDGE, MI\|Lansing, MI\|Okemos, MI\|East Lansing, MI\|Lansing, MI\|JACKSON, MI\|Howell, MI\|Howell, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	S••	May 30, 2023	May 30, 2023	0	Firm change	Ibd to ibd
E•••• N••••••• S••••••••• I•••	O•••• I••••••••• I•••	Jul 1, 2016	Jul 1, 2016

Relationships

Registered with (4)

→ S••Registered adviserregistration: current employment
May 30, 2023 to presentfactForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Jul 1, 2016 to May 30, 2023factForm ADV
→ E•••• N••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 13, 2015 to Jul 1, 2016factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
May 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0182c976-1b5a-50cd-1c1f-f1fcf75c1969
First observed: Jan 31, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.