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Advisor at CLG LLC
LONG BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CLG LLC | Independent wealth | Jan 16, 2026 | n/a | yes | LONG BEACH, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Dec 31, 2023 | no | CERRITOS, CA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Mar 21, 2023 | Jun 29, 2023 | no | CERRITOS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | CLG LLC | Dec 31, 2023 | Jan 16, 2026 | 747 | Firm change after gap | Ibd to RIA |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:282605:CA:2023-12-31 | Dec 31, 2023 | Jan 16, 2026 | CERRITOS, CA | Firm change after gap |