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Advisor at HOHIMER WEALTH MANAGEMENT, LLC
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HOHIMER WEALTH MANAGEMENT, LLC | Independent wealth | Apr 25, 2019 | n/a | yes | SEATTLE, WA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 19, 2009 | Apr 24, 2019 | no | SEATTLE, WA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 9, 2007 | Mar 3, 2009 | no | WEEHAWKEN, NJ | Previous registration |
| KEYBANC CAPITAL MARKETS INC. | n/a | Dec 27, 2001 | Feb 9, 2007 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | HOHIMER WEALTH MANAGEMENT, LLC | Apr 24, 2019 | Apr 25, 2019 | 1 | Firm change | Wirehouse to new firm |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Mar 3, 2009 | Feb 19, 2009 | -12 | Firm change | Wirehouse to wirehouse |
| KEYBANC CAPITAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Feb 9, 2007 | Feb 9, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:300140:WA:2019-04-18 | Apr 24, 2019 | Apr 25, 2019 | SEATTLE, WA | Firm change |