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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

UFG ADVISORS LIMITED

CRD 137855

HAMILTON

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Search this name across graphsid dfx:ria:018ff5b4-9d71-17a2-6050-bcb098081291

Data as of Mar 15, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 1
Observed: Dec 9, 2011 to Mar 15, 2012
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

UFG ADVISORS LIMITED

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $542MItem 5.F on the latest filing (2012-03-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $542M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 14
Custody, client assets: $89.5M
SEC number: 801-64967
CRD: 137855
Filings on the tape: 2
First filed: Dec 9, 2011
Latest filed: Mar 15, 2012
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
UFG CREDIT OPPORTUNITIES MASTER FUND LTD.	Hedge Fund	$126M	Apr 9, 2013	1	Mar 22, 2012	reported	n/a
UFG DEBT MASTER ACCOUNT LTD.	Hedge Fund	$99.1M	Apr 9, 2013	1	Mar 22, 2012	reported	n/a
UFG RUSSIA ALTERNATIVE MASTER ACCOUNT LTD.	Hedge Fund	$28.3M	Mar 28, 2014	32	Mar 22, 2012	reported	n/a
UFG RUSSIA DEBT MASTER ACCOUNT LTD.	Hedge Fund	$5.9M	Apr 9, 2013	12	Mar 22, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FEDOROVA, OLGA, FEDOROVNA	Owner	F	yes	11/2008	Dec 9, 2011	Mar 15, 2012
FENNER, FLORIAN, WOLFGANG	Ceo	Na	yes	12/2002	Dec 9, 2011	Mar 15, 2012
FENNER, FLORIAN, WOLFGANG	Owner	E	yes	12/2010	Dec 9, 2011	Mar 15, 2012
FORREST, RODERICK	Director	Na	yes	02/2001	Dec 9, 2011	Mar 15, 2012
GATSBY INTERNATIONAL LTD.	Owner	B	yes	12/2010	Dec 9, 2011	Mar 15, 2012
PAPATHEODOROU, YIANNAKIS	Director	Na	yes	08/2005	Dec 9, 2011	Mar 15, 2012
PETROVKA GMBH	Owner	C	yes	12/2010	Dec 9, 2011	Mar 15, 2012
RYAN, CHARLES, EMMITT	Owner	C	yes	12/2010	Dec 9, 2011	Mar 15, 2012
ALEXEEV, BORIS	CHIEF COMPLIANCE OFFICER	Na	no	05/2003	Dec 9, 2011	Mar 15, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 15, 2012	$542M	$542M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$542M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (4)

→ UFG RUSSIA ALTERNATIVE MASTER ACCOUNT LTD.Private fundHedge Fund, ERA
Mar 22, 2012 to presentfactForm ADV
→ UFG CREDIT OPPORTUNITIES MASTER FUND LTD.Private fundHedge Fund, ERA
Mar 22, 2012 to presentfactForm ADV
→ UFG DEBT MASTER ACCOUNT LTD.Private fundHedge Fund, ERA
Mar 22, 2012 to presentfactForm ADV
→ UFG RUSSIA DEBT MASTER ACCOUNT LTD.Private fundHedge Fund, ERA
Mar 22, 2012 to presentfactForm ADV

Controls (7)

← FENNER, FLORIAN, WOLFGANGOwnerOWNER, ownership code E, individual
Dec 9, 2011 to presentfactForm ADV
← FORREST, RODERICKOwnerDIRECTOR, ownership code NA, individual
Dec 9, 2011 to presentfactForm ADV
← PAPATHEODOROU, YIANNAKISOwnerDIRECTOR, ownership code NA, individual
Dec 9, 2011 to presentfactForm ADV
← RYAN, CHARLES, EMMITTOwnerOWNER, ownership code C, individual
Dec 9, 2011 to presentfactForm ADV
← FEDOROVA, OLGA, FEDOROVNAOwnerOWNER, ownership code F, individual
Dec 9, 2011 to presentfactForm ADV
← GATSBY INTERNATIONAL LTD.OwnerOWNER, ownership code B, foreign entity
Dec 9, 2011 to presentfactForm ADV
← PETROVKA GMBHOwnerOWNER, ownership code C, foreign entity
Dec 9, 2011 to presentfactForm ADV

Owns (1)

← ALEXEEV, BORISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 9, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:018ff5b4-9d71-17a2-6050-bcb098081291
First observed: Dec 9, 2011
Last observed: Mar 15, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UFG ADVISORS LIMITED

CRD 137855

HAMILTON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:018ff5b4-9d71-17a2-6050-bcb098081291

Data as of Mar 15, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:31 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

UFG CREDIT OPPORTUNITIES MASTER FUND LTD.

Hedge Fund

$126M

Apr 9, 2013

Mar 22, 2012

reported

n/a

UFG DEBT MASTER ACCOUNT LTD.

Hedge Fund

$99.1M

Apr 9, 2013

Mar 22, 2012

reported

n/a

UFG RUSSIA ALTERNATIVE MASTER ACCOUNT LTD.

Hedge Fund

$28.3M

Mar 28, 2014

Mar 22, 2012

reported

n/a

UFG RUSSIA DEBT MASTER ACCOUNT LTD.

Hedge Fund

$5.9M

Apr 9, 2013

Mar 22, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FEDOROVA, OLGA, FEDOROVNA

Owner

yes

11/2008

Dec 9, 2011

Mar 15, 2012

FENNER, FLORIAN, WOLFGANG

Ceo

yes

12/2002

Dec 9, 2011

Mar 15, 2012

FENNER, FLORIAN, WOLFGANG

Owner

yes

12/2010

Dec 9, 2011

Mar 15, 2012

FORREST, RODERICK

Director

yes

02/2001

Dec 9, 2011

Mar 15, 2012

GATSBY INTERNATIONAL LTD.

Owner

yes

12/2010

Dec 9, 2011

Mar 15, 2012

PAPATHEODOROU, YIANNAKIS

Director

yes

08/2005

Dec 9, 2011

Mar 15, 2012

PETROVKA GMBH

Owner

yes

12/2010

Dec 9, 2011

Mar 15, 2012

RYAN, CHARLES, EMMITT

Owner

yes

12/2010

Dec 9, 2011

Mar 15, 2012

ALEXEEV, BORIS

CHIEF COMPLIANCE OFFICER

05/2003

Dec 9, 2011

Mar 15, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 15, 2012

$542M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$542M

n/a