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J••• A••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

J••• A••••••• S••••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

LAGRANGE, GA | COLUMBUS, GA | WARNER ROBINS, GA

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Search this name across graphsid dfx:ria:0191d9f8-50b2-9d6d-726b-55023808081a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 16, 1988 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Apr 17, 2006	n/a	yes	LAGRANGE, GA\|WARNER ROBINS, GA\|COLUMBUS, GA	Current employment
S•••••• S••••••••• I•••	Bd affiliated wealth	Feb 16, 1988	May 1, 2006	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• S••••••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	May 1, 2006	Apr 17, 2006	-14	Firm change	Other

Relationships

Registered with (2)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Apr 17, 2006 to presentfactForm ADV
→ S•••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 16, 1988 to May 1, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0191d9f8-50b2-9d6d-726b-55023808081a
First observed: Feb 16, 1988
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.