DFX Intelligence

M••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M••• C•••••• M••••••••• L••

CRD 304463

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:01aa6917-01bf-f436-ad12-36b70c50afc2

Data as of Jul 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 2, 2025 to Jul 29, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.04 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $107M••• Locked
Discretionary RAUM: $107M
Private client RAUM: $102Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $107Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
N••••••• S••••• C•••••	n/a	SANTA MONICA, CA	0	12	1	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••• M••••••••• F••• L•	Hedge Fund	$3.3M	Jul 29, 2026	8	Jul 29, 2026	reported	021-510246
A••••• • A••• I• • A• S••••• O• M••• C•••••• I••••••••• S•••••• L••	Real Estate Fund	$1.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• N•••••••• S•••••	CHIEF COMPLIANCE OFFICER, FOUNDER	E	yes	04/2019	Jul 29, 2026	Jul 29, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Relationships

Advises (2)

→ M••• M••••••••• F••• L•Private fundHedge Fund, IA
Jul 29, 2026 to presentfactForm ADV
→ A••••• • A••• I• • A• S••••• O• M••• C•••••• I••••••••• S•••••• L••Private fundReal Estate Fund, IA
Jul 29, 2026 to presentfactForm ADV

Controls (1)

← C•••••• N•••••••• S•••••OwnerCHIEF COMPLIANCE OFFICER, FOUNDER, ownership code E, individual
Jul 29, 2026 to presentfactForm ADV

Registered with (1)

Dated events

Occurred
Jul 29, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$1.2M
Occurred
Jul 29, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$3.3M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01aa6917-01bf-f436-ad12-36b70c50afc2
First observed: Dec 2, 2025
Last observed: Jul 29, 2026 56 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.