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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

PHYLLIS RAELYNN SPEARS

Advisor at LASALLE ST. INVESTMENT ADVISORS, L.L.C.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01b1a4b2-e5ea-42d7-48f6-abe9fa6a3841

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 1, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 30, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 7
Exams: S66
First exam: Nov 30, 1998
First registration: Nov 1, 2001
Dual registered: yes, broker-dealer
Other names: PHYLLIS R SPEARS
IAPD individual key: 2984166

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Bd affiliated wealth	Dec 16, 2017	n/a	yes	Jeffersonville, IN\|ELMHURST, IL\|Crestwood, KY\|LaGrange, KY\|New Albany, IN\|Louisville, KY\|Jeffersonville, IN\|Louisville, KY	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jan 26, 2016	Dec 15, 2017	no	JEFFERSONVILLE, IN	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Feb 3, 2016	no	JEFFERSONVILLE, IN\|JEFFERSONVILLE, IN\|JEFFERSONVILLE, IN	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Oct 1, 2012	no	LOUISVILLE, KY\|FLOYDS KNOBS, IN\|NEW ALBANY, IN\|CLARKSVILLE, IN\|CORYDON, IN\|CHARLESTOWN, IN\|CLARKSVILLE, IN\|CORYDON, IN\|NEW ALBANY, IN\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|NEW SALISBURY, IN\|SCOTTSBURG, IN\|CRESTWOOD, KY\|DANVILLE, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|SELLERSBURG, IN\|BOWLING GREEN, KY\|JEFFERSONTOWN, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LEXINGTON, KY\|LOUISVILLE, KY\|ELIZABETHTOWN, KY\|ELIZABETHTOWN, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|OWENSBORO, KY\|RADCLIFF, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|OWENSBORO, KY\|SHELBYVILLE, KY\|LOUISVILLE, KY\|OWENSBORO, KY\|OWENSBORO, KY\|OWENSBORO, KY\|JEFFERSONVILLE, IN\|JEFFERSONVILLE, IN\|JEFFERSONVILLE, IN\|JEFFERSONVILLE, IN\|JEFFERSONVILLE, IN\|JEFFERSONVILLE, IN	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Nov 1, 2001	Jul 6, 2005	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Dec 15, 2017	Dec 16, 2017	1	Firm change	Other
J.P. MORGAN SECURITIES LLC	INVEST FINANCIAL CORPORATION	Feb 3, 2016	Jan 26, 2016	-8	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LASALLE ST. INVESTMENT ADVISORS, L.L.C.Registered adviserregistration: current employment
Dec 16, 2017 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jan 26, 2016 to Dec 15, 2017factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Feb 3, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Oct 1, 2012factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 1, 2001 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01b1a4b2-e5ea-42d7-48f6-abe9fa6a3841
First observed: Nov 1, 2001
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PHYLLIS RAELYNN SPEARS

Advisor at LASALLE ST. INVESTMENT ADVISORS, L.L.C.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01b1a4b2-e5ea-42d7-48f6-abe9fa6a3841

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:47 AM UTC and rebuilt at most every 15 minutes.