DFX Intelligence

S••••• P••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

S••••• P••••• G•••••

Advisor at M••••• G••••• A••••••• I•••

San Diego, CA

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Search this name across graphsid dfx:ria:01b2a081-1add-0c40-5b2a-277f9097454c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 28, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Apr 27, 2021	n/a	yes	San Diego, CA	Current employment
E•••••• A•• W•••• F•••••••• L••	Former SEC adviser	Feb 5, 2018	Jul 6, 2021	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A•• W•••• F•••••••• L••	M••••• G••••• A••••••• I•••	Jul 6, 2021	Apr 27, 2021	-70	Firm change after gap	RIA to RIA
J••• M••••• S••••••••• L••	E•••••• A•• W•••• F•••••••• L••	Jan 30, 2018	Feb 5, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
281230:147363:CA:2021-07-06	Jul 6, 2021	Apr 27, 2021	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (6)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Apr 27, 2021 to presentfactForm ADV
→ E•••••• A•• W•••• F•••••••• L••Registered adviserregistration: previous registration
Feb 5, 2018 to Jul 6, 2021factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 7, 2016 to Jan 30, 2018factForm ADV
→ E•• F•••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01b2a081-1add-0c40-5b2a-277f9097454c
First observed: Apr 20, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.