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Reading the graph
Advisor at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
Hudson, CO | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Bd affiliated wealth | Jan 9, 2019 | n/a | yes | Hudson, CO|ST. LOUIS, MO|ST. LOUIS, MO | Current employment |
| WADDELL & REED | Former SEC adviser | Sep 1, 2017 | Dec 10, 2018 | no | FT. COLLINS, CO|LAS VEGAS, NV | Previous registration |
| WBI INVESTMENTS, LLC | Independent wealth | May 16, 2016 | Aug 15, 2017 | no | RED BANK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Dec 10, 2018 | Jan 9, 2019 | 30 | Firm change | Ibd to ibd |
| WBI INVESTMENTS, LLC | WADDELL & REED | Aug 15, 2017 | Sep 1, 2017 | 17 | Firm change | Other |