This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FRONTSTAGE FINANCIAL LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Dec 16, 2021

First registration

Jan 3, 2022

Dual registered

no

IAPD individual key

6772794

• Occurred

  Mar 25, 2026
  Advisor changed firm

  Christopher Phillips left Mml Investors Services, Llc for Frontstage Financial Llc (registered 2026-03-30)

  Form ADVobserved 4 days ago
• Occurred

  Apr 5, 2022
  Advisor changed firm

  Christopher Phillips left Park Avenue Securities Llc for Mml Investors Services, Llc (registered 2022-04-08)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:01c69dce-9cdd-44b1-2c79-e0bdad7e930d

First observed

Jan 3, 2022

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.