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RIA / WealthAdvisor24 years in industry

Winfield Roy Geiger

Advisor at SOUDERS FINANCIAL ADVISORS, LLC

CINCINNATI, OH | Cincinnati, OH

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Search this name across graphsid dfx:ria:01ca5ed8-03ea-d8ac-dedb-fa8548bcbe00

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOUDERS FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 10, 2001
First registration: Jan 14, 2009
Dual registered: no
IAPD individual key: 4162629

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOUDERS FINANCIAL ADVISORS, LLC	Independent wealth	Jul 25, 2025	n/a	yes	Cincinnati, OH\|CINCINNATI, OH	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 24, 2019	Jun 10, 2025	no	CINCINNATI, OH\|CINCINNATI, OH\|Maysville, KY\|Cincinati, OH	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 6, 2016	May 31, 2017	no	Chicago, IL	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Jan 14, 2009	Sep 6, 2016	no	CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	SOUDERS FINANCIAL ADVISORS, LLC	Jun 10, 2025	Jul 25, 2025	45	Firm change	Ibd to RIA
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	May 31, 2017	May 24, 2019	723	Firm change after gap	Ibd to ibd
DEUTSCHE BANK SECURITIES INC.	RAYMOND JAMES & ASSOCIATES, INC.	Sep 6, 2016	Sep 6, 2016	0	Bulk transfer	Other

Relationships

Registered with (4)

→ SOUDERS FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Jul 25, 2025 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
May 24, 2019 to Jun 10, 2025factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Sep 6, 2016 to May 31, 2017factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Jan 14, 2009 to Sep 6, 2016factForm ADV

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
Winfield Roy Geiger left Raymond James Financial Services Advisors, Inc for Souders Financial Advisors, Llc (registered 2025-07-25)
Form ADVobserved 6 days ago