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Advisor at WELLS FARGO ADVISORS
CHICAGO, IL | West Palm Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 19, 2010 | n/a | yes | CHICAGO, IL|West Palm Beach, FL | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Nov 24, 2003 | Apr 4, 2007 | no | COOPERSTOWN, NY|ROCHESTER, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 4, 2003 | Nov 10, 2003 | no | CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | WELLS FARGO ADVISORS | Apr 4, 2007 | Jan 19, 2010 | 1,021 | Firm change after gap | Ibd to wirehouse |
| WELLS FARGO ADVISORS | RBC CAPITAL MARKETS, LLC | Nov 10, 2003 | Nov 24, 2003 | 14 | Firm change | Wirehouse to ibd |