DFX Intelligence

T••••• H•••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant45 years in industry

T••••• H•••••• J••••

Advisor at C•••••• B••••••• • F•••••••• S•••••••

LONGBOAT KEY, FL

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Search this name across graphsid dfx:ria:01df72f4-6001-f7c1-4d86-1245e1ba1d3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• B••••••• • F•••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• B••••••• • F•••••••• S•••••••	State registered	Nov 14, 2023	n/a	yes	LONGBOAT KEY, FL	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	May 24, 2019	Nov 6, 2023	no	NEWTON, PA\|LAKE MARY, FL\|PRINCETON, NJ\|LONGBOAT KEY, FL\|LONGBOAT KEY, FL\|STATEN ISLAND, NY\|CAPE MAY, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	C•••••• B••••••• • F•••••••• S•••••••	Nov 6, 2023	Nov 14, 2023	8	Firm change	Ibd to state RIA
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	May 31, 2019	May 24, 2019

Relationships

Registered with (3)

→ C•••••• B••••••• • F•••••••• S•••••••Registered adviserregistration: current employment
Nov 14, 2023 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 24, 2019 to Nov 6, 2023factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jun 6, 2002 to May 31, 2019factForm ADV

Dated events

Occurred
Nov 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01df72f4-6001-f7c1-4d86-1245e1ba1d3a
First observed: Jun 6, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.