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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

PHILIP HAMILTON BRICE

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | GREENVILLE, SC

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Search this name across graphsid dfx:ria:01e6a66a-338d-e187-021d-fae1e2162599

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 21, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 21, 1982
First registration: Jun 5, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1019504

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Oct 2, 2024	n/a	yes	GREENVILLE, SC\|PLYMOUTH, MN	Current employment
FINTRUST CAPITAL ADVISORS, LLC	Former SEC adviser	Mar 23, 2018	Oct 3, 2024	no	Greenville, SC	Previous registration
GNI CAPITAL INC.	Former SEC adviser	May 19, 2014	Mar 25, 2019	no	GREENVILLE, SC	Previous registration
FINTRUST INVESTMENT ADVISORY SERVICES, LLC	Former SEC adviser	Mar 16, 2009	Mar 28, 2018	no	GREENVILLE, SC	Previous registration
GNI CAPITAL INC.	Former SEC adviser	Apr 26, 2007	Mar 12, 2009	no	GREENVILLE, SC	Previous registration
AMERICAN SECURITIES GROUP, INC.	n/a	Apr 26, 2006	May 7, 2007	no	CHARLOTTE, NC\|GREENVILLE, SC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 5, 2002	Apr 24, 2006	no	GREENVILLE, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINTRUST CAPITAL ADVISORS, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Oct 3, 2024	Oct 2, 2024	-1	Firm change	RIA to ibd
GNI CAPITAL INC.	FINTRUST CAPITAL ADVISORS, LLC	Mar 25, 2019	Mar 23, 2018	-367	Firm change after gap	Other
FINTRUST INVESTMENT ADVISORY SERVICES, LLC	GNI CAPITAL INC.	Mar 28, 2018	May 19, 2014	-1,409	Channel change	Other
GNI CAPITAL INC.	FINTRUST INVESTMENT ADVISORY SERVICES, LLC	Mar 12, 2009	Mar 16, 2009	4	Firm change	Other
AMERICAN SECURITIES GROUP, INC.	GNI CAPITAL INC.	May 7, 2007	Apr 26, 2007	-11	Firm change	Other
WELLS FARGO ADVISORS	AMERICAN SECURITIES GROUP, INC.	Apr 24, 2006	Apr 26, 2006	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145460:116407:SC:2024-10-03	Oct 3, 2024	Oct 2, 2024	GREENVILLE, SC	Firm change

Relationships

Registered with (6)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Oct 2, 2024 to presentfactForm ADV
→ FINTRUST CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 23, 2018 to Oct 3, 2024factForm ADV
→ GNI CAPITAL INC.Registered adviserregistration: previous registration
May 19, 2014 to Mar 25, 2019factForm ADV
→ FINTRUST INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Mar 16, 2009 to Mar 28, 2018factForm ADV
→ AMERICAN SECURITIES GROUP, INC.Registered adviserregistration: previous registration
Apr 26, 2006 to May 7, 2007factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 5, 2002 to Apr 24, 2006factForm ADV

Dated events

Occurred
Oct 3, 2024
Advisor changed firm
Philip Hamilton Brice left Fintrust Capital Advisors, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-10-02)
Form ADVobserved 6 days ago