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Reading the graph
Advisor at ADVISOR.COM
Charlotte, NC | CHARLESTON, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISOR.COM | Independent wealth | Jul 29, 2025 | n/a | yes | Charlotte, NC|CHARLESTON, SC | Current employment |
| NUVEEN ASSET MANAGEMENT, LLC | Mixed wealth | Feb 16, 2023 | May 31, 2025 | no | CHICAGO, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Dec 8, 2020 | Dec 20, 2022 | no | GILBERT, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NUVEEN ASSET MANAGEMENT, LLC | ADVISOR.COM | May 31, 2025 | Jul 29, 2025 | 59 | Firm change | RIA to RIA |
| MORGAN STANLEY | NUVEEN ASSET MANAGEMENT, LLC | Dec 20, 2022 | Feb 16, 2023 | 58 | Firm change | Other |