DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

RETIREMENT CAPITAL MANAGEMENT, LLC

CRD 166609

MURFREESBORO, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01f9becb-3a29-3541-b36f-250e0cf2e63e

Data as of Jun 20, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 1
Observed: Mar 3, 2015 to Jun 20, 2022
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Retirement Capital Management, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $54.7MItem 5.F on the latest filing (2022-06-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $54.7M
Private client RAUM: $7.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 13%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $54.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 80
Individual clients: 41
High net worth clients: 0
SEC number: 801-81099
CRD: 166609
Filings on the tape: 16
First filed: Mar 3, 2015
Latest filed: Jun 20, 2022
Organised: Limited Liability Company, Tennessee

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LARRY EUGENE CROCKER	n/a	MURFREESBORO, TN	0	32	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CROCKER, KRISTINE, DENISE	SECRETARY/TREASURER	Na	yes	04/2013	Mar 3, 2015	Jun 20, 2022
CROCKER, LARRY, EUGENE	MANAGING MEMBER/CHAIRMAN/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER	E	yes	11/2012	Mar 3, 2015	Jun 20, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIDUCIARY CONSULTING GROUP, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 28, 2022	$54.7M	$54.7M	1	1	0	n/a	n/a
2020	Mar 15, 2021	$92.7M	$76.7M	1	1	0	n/a	n/a
2019	Mar 24, 2020	$90.7M	$90.7M	1	1	0	n/a	n/a
2018	Mar 28, 2019	$92.1M	$92.1M	2	2	0	n/a	n/a
2017	Mar 22, 2018	$133M	$120M	2	2	0	n/a	n/a
2016	Mar 8, 2017	$212M	$212M	2	2	n/a	n/a	n/a
2015	Mar 28, 2016	$267M	$267M	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$54.7M	$92.7M	-41.0%	$92.1M	-15.9%	1	1	0	0

Relationships

Registered with (1)

← LARRY EUGENE CROCKERAdvisorregistration: previous registration
Nov 7, 2018 to Dec 31, 2025factForm ADV

Controls (2)

← CROCKER, LARRY, EUGENEOwnerMANAGING MEMBER/CHAIRMAN/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 3, 2015 to presentfactForm ADV
← CROCKER, KRISTINE, DENISEOwnerSECRETARY/TREASURER, ownership code NA, individual
Mar 3, 2015 to presentfactForm ADV

Dated events

Occurred
Mar 24, 2020
Control person left
Edward Benjamin Livingston (Vice President/Chief Investment Officer) no longer on Schedule A of Retirement Capital Management, Llc (listed 2019-03-28, absent 2020-03-24)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2015
First Form ADV filing
Retirement Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01f9becb-3a29-3541-b36f-250e0cf2e63e
First observed: Mar 3, 2015
Last observed: Jun 20, 2022 51 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RETIREMENT CAPITAL MANAGEMENT, LLC

CRD 166609

MURFREESBORO, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01f9becb-3a29-3541-b36f-250e0cf2e63e

Data as of Jun 20, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LARRY EUGENE CROCKER

n/a

MURFREESBORO, TN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CROCKER, KRISTINE, DENISE

SECRETARY/TREASURER

yes

04/2013

Mar 3, 2015

Jun 20, 2022

CROCKER, LARRY, EUGENE

MANAGING MEMBER/CHAIRMAN/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER

yes

11/2012

Mar 3, 2015

Jun 20, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIDUCIARY CONSULTING GROUP, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 28, 2022

$54.7M

n/a

2020

Mar 15, 2021

$92.7M

$76.7M

n/a

2019

Mar 24, 2020

$90.7M

n/a

2018

Mar 28, 2019

$92.1M

n/a

2017

Mar 22, 2018

$133M

$120M

n/a

2016

Mar 8, 2017

$212M

n/a

2015

Mar 28, 2016

$267M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$54.7M

$92.7M

-41.0%

$92.1M

-15.9%