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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CORNELIUS, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 21, 2009 | n/a | yes | CORNELIUS, NC | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Sep 21, 2009 | no | CHARLOTTE, NC|Cornelius, NC | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 31, 2001 | Jun 1, 2009 | no | CHARLOTTE, NC|CHARLOTTE, NC|CORNELIUS, NC|CORNELIUS, NC|CORNELIUS, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 21, 2009 | Sep 21, 2009 | 0 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |