DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 157858
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ALAN HUGH NADEL | n/a | CHAPPAQUA, NY | 5 | 15 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| NADEL, ALAN, HUGH | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | yes | 01/2011 | May 2, 2019 | Jan 31, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 19, 2026 | $55.7M | $55.7M | 1 | 1 | 0 | n/a | n/a |
| 2024 | Jan 23, 2025 | $50.8M | $50.8M | 1 | 1 | 0 | n/a | n/a |
| 2023 | Jan 31, 2024 | $53.1M | $53.1M | 1 | 1 | 0 | n/a | n/a |
| 2022 | Feb 9, 2023 | $50.4M | $50.4M | 1 | 1 | 0 | n/a | n/a |
| 2021 | Jan 26, 2022 | $41.9M | $41.9M | 1 | 1 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $36.2M | $36.2M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Jan 21, 2020 | $42.1M | $42.1M | 1 | 1 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $55.7M | $50.8M | 9.6% | $50.4M | 3.4% | 1 | 1 | 0 | 0 |